Magazine

Introducing Ellevest Private Impact Alternatives (and the Double Bottom Line)

By Dr. Sylvia Kwan

Every dollar you spend, save, or invest has an impact — even if you don’t know what the impact is. Which means when we direct our wealth intentionally, we have the opportunity to make meaningful change. 

That truth has driven the Ellevest Investments team to spend the last five years (and counting!) building a best-in-class impact investing platform for private wealth clients — one that doesn’t compromise on the potential for financial returns or the chance to effect change. (And one with specially curated investments you’d be hard-pressed to find at other wealth management firms.) For equities, the Ellevest Intentional Impact portfolios let you selectively invest in companies that align with your values. For fixed income, the Ellevest Municipal Impact Strategy, managed by AllianceBernstein®, lets you help close gaps in underserved and under-resourced communities.

But the investments where our clients can make the biggest direct impact?

On the left, the outline of a pie chart. On the right, above an on/off toggle, labels that say things like “water equity” and “affordable housing.”

But first: What are private alternatives?

Everyone seems to define it slightly differently, but in our book, an alternative investment (typically shortened to “alt”) is any asset that isn’t a publicly traded stock, a bond, or cash. It can be anything from a rare art collection to real estate, venture capital, and so on. Private alternatives, as you might expect, are alternatives that aren’t bought and sold on major exchanges (like some commodities, precious metals, and REITs are, for example). 

How alternatives can benefit your portfolio

Diversification is one of the keys to long-term investing success. We don’t know which investments will perform best in the future. But we do know that historically, owning assets that behave differently from one another under different market scenarios has helped mitigate overall portfolio risk.

Investing in both stocks and bonds is a good example of diversification: Over the long term, they have performed differently from each other. But alternatives, and specifically private alternatives, can take portfolio diversification to a whole new level. Because they encompass such a wide range of different assets, you can choose alternatives with characteristics that offset the risks of stocks and bonds. 

But it’s not just about risk; private alternatives also have the power to generate investment returns that are differentiated — and come from different sources — than those of stocks or bonds. Some alts have the potential to perform well when stocks don’t. Others have historically been recession-resilient, continuing to perform even when the economy is struggling. And still others have strategies that are intended to perform positively no matter what’s going on in the markets. (Of course, every investment has its own unique risks.)

Private alternatives can also generate income. For example, private debt may pay interest, and real estate may bring in rental income. And finally, in the case of impact alternatives, they can drive direct positive social and environmental impact. More on this below.

How Ellevest’s approach to alternatives is different

Here’s the thing: Not all alternatives are created equal. They don’t all help offset the risks of stocks and bonds. (In fact, some alternatives may amplify the risk of holding stocks!) Others may have the financial characteristics you want, but no positive impact. 

At Ellevest, we actively seek alternatives at the intersection of diversification, returns, and impact — and use them to create a customized portfolio to help you achieve your financial goals, income needs, and desired impact. Here’s how.

Strategic differentiation

Plenty of investment firms and wealth managers let you invest in alternatives. The biggest ones usually offer a range of private hedge funds, private equity funds, and direct real estate funds. Smaller firms might also offer liquid alternatives (ie, alt-focused mutual funds or ETFs), and / or semi-liquid and non-traded alternatives (ie, those that simply offer opportunities to sell or redeem from time to time). These kinds of alternatives have had periods of outperformance in the past, but many of them — particularly liquid alternatives — have fallen short of expectations over the long term, correlating with stocks more than predicted. For example, between January 2011 and December 2021, hedge funds had a 0.78 correlation with the S&P 500 (with 1 being perfectly correlated, and 0 being not correlated at all).

At Ellevest, we seek and carefully vet alternatives to find those that aren’t dependent on how stocks or bonds perform, how the economy is faring, or whether interest rates or inflation are rising or falling. Instead, we look for alternative investments whose returns are driven by other factors, like persistent imbalances in supply and demand, no matter what’s going on in the economy.

Of course, there are some alternatives offered by other wealth managers that meet our investment criteria, but they may not have the kind of positive impact that our clients seek.

Impact: A double (or even triple) bottom line

Impact investing is the act of using capital to address some of the world’s largest societal and environmental issues — while seeking financial returns at the same time. And that’s key: Any investment, regardless of its potential for impact, must meet our fiduciary standards and investment criteria first and foremost. But factoring impact into your portfolio composition has the potential to create a double bottom line: financial and impact performance.

Those with the means and ability to invest in private alternatives have access to an incredibly powerful form of impact investing. For example, Ellevest clients have invested in:

  • Renewable energy

  • Eco-smart forestry

  • Affordable and workforce housing

  • Venture capital, including that with a focus on underrepresented founders, women’s health tech, innovation in construction to reduce housing poverty, and essential services for lower-income households in emerging economies

  • Private debt, including trade finance and growth-stage loans to profitable small- and medium-sized businesses in emerging economies, and micro-loans to low-income households in emerging economies seeking access to safe water and sanitation

We also proactively co-create investing options for impact where we see opportunities. For example, a private debt fund providing growth financing to private companies already had above-average representation among underrepresented owners. But we wanted to go further. So we collaborated to offer a special vehicle for Ellevest clients that offers the same investment strategy but focuses solely on women owners, LGBTQIA+ owners, and/or owners of color.

And it doesn’t even have to end there: In some cases, we’ve found alternative investments that aim to close more than one social or environmental gap, creating a potential triple bottom line.

Diligence above all else

A private alternative has to measure up against a lot of high bars to be added to the Ellevest Private Impact Alternatives platform. 

  1. First, we’re always on the lookout for unique investment strategies and new areas of impact we can offer to our clients. My investments team and I spend significant time sourcing and researching new opportunities. In fact, we actively seek diversified teams and underrepresented (and undiscovered) fund managers that other investors may overlook. 

  2. Next, we dive deep into the details and spend time meeting with a fund’s manager to understand its investment strategy, performance track record and competitive advantages, sources of risk and return, and how the manager manages and mitigates risk. Our operations and security teams also evaluate the firm’s trading and operational processes and procedures, review fund documents, and assess security and data privacy risks. 

  3. Once a fund has been through all levels of due diligence, it still has to be approved by Ellevest’s Investment and Due Diligence committees before it can be added to the platform. 

  4. And our work doesn’t stop there. We continue to monitor each fund’s financial performance against expectation, operational practices, and impact.

Throughout the diligence process, we also pay close attention to whether a fund company’s values align with Ellevest’s. (Fun fact: More than 80% of our money managers are women and/or people of color — in comparison to 2% for the industry overall.)

Let’s get started

We believe that the Ellevest Private Impact Alternatives platform is unique among wealth managers; we built it with double bottom lines as our North Star. And we’re proud and honored to help our clients do well and do good by investing in impact alternatives. 

If you would like to explore how our alts platform can fit your financial and impact goals, we would love to talk.


Disclosures

© 2023 Ellevest, Inc. All Rights Reserved.

All opinions and views expressed by Ellevest are current as of the date of this writing, are for informational purposes only, and do not constitute or imply an endorsement of any third party’s products or services.

Investing entails risk, including the possible loss of principal, and past performance is not predictive of future results.

Information was obtained from third-party sources, which we believe to be reliable but are not guaranteed for accuracy or completeness.

The information provided should not be relied upon as investment advice or recommendations, does not constitute a solicitation to buy or sell securities, and should not be considered specific legal, investment, or tax advice.

The information provided does not take into account the specific objectives, financial situation, or particular needs of any specific person.

The ESG or impact goals, commitments, incentives, and initiatives outlined in this presentation are purely voluntary, are not binding on investment decisions and/or the management of investments, and do not constitute a guarantee, promise, or commitment regarding actual or potential positive impacts or outcomes associated with investments made by funds managed by the firm. The firm has established, and may in the future establish, certain ESG or impact goals, commitments, incentives and initiatives, including but not limited to those relating to diversity, equity and inclusion and greenhouse gas emissions reductions. Any ESG or impact goals, commitments, incentives or initiatives referenced in any information, reporting or disclosures published by the firm are not being promoted and do not bind any investment decisions made in respect of, or stewardship of, any funds managed by the firm for the purposes of Article 8 of Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial services sector. Any measures implemented in respect of such ESG or impact goals, commitments, incentives or initiatives may not be immediately applicable to the investments of any funds managed by the firm and any implementation can be overridden or ignored at the sole discretion of the firm. There can be no assurance that ESG policies and procedures as described herein, including policies and procedures related to responsible investment or the application of ESG-related criteria or reviews to the investment process will continue; such policies and procedures could change, even materially, or may not be applied to a particular investment.

Investing in alternative assets involves unique risks different from traditional investments and is suitable only for investors who meet specific suitability standards and able to bear such risks. Some alternatives use leverage that may increase the risk of investment loss or gain. Many private alternative investments are illiquid, cannot be sold or converted to cash on demand, and must be committed for the duration of the fund’s horizon or longer. Alternative investment funds often have higher fees than traditional investments and are not subject to the same regulatory requirements as publicly traded funds. Investors should refer to the applicable offering memorandum to review the specific risks associated with each alternative investment.

Ellevest, Inc. is a SEC registered investment adviser. Membership fees and additional information can be found atwww.ellevest.com.

Dr. Sylvia Kwan

Dr. Sylvia Kwan is the Chief Investment Officer of Ellevest. Dr. Kwan is a CFA® charterholder with more than 30 years of industry experience. Before Ellevest, she founded SimplySmart Asset Management and held senior portfolio management positions at Financial Engines and Charles Schwab. She is also an enthusiastic triathlete and serves on the board of Exit 182, the investment committee that oversees the endowment of Grinnell College.